-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BUTvbxiMzUCB4opx3gBLWsmMGd0ADVz6PSykPZP3tkJpVA90qJy1uo+XjlhMcHeE Ct1riktSgDwY1vKIe3OSRQ== 0000910647-01-500022.txt : 20010212 0000910647-01-500022.hdr.sgml : 20010212 ACCESSION NUMBER: 0000910647-01-500022 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010209 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MEMRY CORP CENTRAL INDEX KEY: 0000720896 STANDARD INDUSTRIAL CLASSIFICATION: MACHINE TOOLS, METAL CUTTING TYPES [3541] IRS NUMBER: 061084424 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-39802 FILM NUMBER: 1530404 BUSINESS ADDRESS: STREET 1: 57 COMMERCE DR CITY: BROOKFIELD STATE: CT ZIP: 06804 BUSINESS PHONE: 2037407311 MAIL ADDRESS: STREET 1: 57 COMMERCE DR CITY: BROOKFIELD STATE: CT ZIP: 06804 FORMER COMPANY: FORMER CONFORMED NAME: MEMORY METALS INC DATE OF NAME CHANGE: 19890706 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CONNECTICUT INNOVATIONS INC CENTRAL INDEX KEY: 0001016008 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 066000798 STATE OF INCORPORATION: CT FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 999 WEST STREET CITY: ROCKY HILL STATE: CT ZIP: 06067 BUSINESS PHONE: 8605635851 MAIL ADDRESS: STREET 1: 999 WEST STREET CITY: ROCKY HILL STATE: CT ZIP: 06067 SC 13G/A 1 mem13ga3.txt BODY OF SCHEDULE 13-G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) Memry Corporation - ---------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $.01 per share. - ---------------------------------------------------------------------------- (Title of Class of Securities) 586263-20-4 - ---------------------------------------------------------------------------- (CUSIP Number) - ---------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-(b) [x] Rule 13d-1(c) [ ] Rule 13d-1(d) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed' for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 586263-20-4 ----------- - ---------------------------------------------------------------------------- 1. Name of Reporting Persons: Connecticut Innovations, Incorporated, a Connecticut corporation S.S or I.R.S. Identification Nos. of above persons (entities only). 06-6000798 - ---------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) N/A [ ] (b) N/A [ ] - ---------------------------------------------------------------------------- 3. SEC Use Only - ---------------------------------------------------------------------------- 4. Citizenship or Place of Organization United States. - ---------------------------------------------------------------------------- Number of 5. Sole Voting Power 2,784,563 Shares Bene- 6. Shared Voting Power N/A ficially Owned 7. Sole Dispositive Power 2,784,563 by Each 8. Shared Dispositive Power N/A Reporting Person - ---------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person: 2,784,563 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares N/A 11. Percent of Class Represented by Amount in Row (9) 13.16% - ---------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) CO - ---------------------------------------------------------------------------- Item 1. (a) Name of Issuer Memry Corporation (b) Address of Issuer's Principal Executive Offices 57 Commerce Drive, Brookfield, CT 06804 Item 2. (a) Name of Person Filing Connecticut Innovations, Incorporated (b) Address of Principal Business Office or, if none, Residence 999 West Street, Rocky Hill, CT 06067 (c) Citizenship U.S. (d) Title of Class of Securities Common Stock (e) CUSIP Number: 586263-20-4 Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(h), check whether the person filing is a: (a) [ ] Broker or Dealer registered under Section 15 of the Act (b) [ ] Bank as defined in section 3(a)(6) of the Act (c) [ ] Insurance Company as defined in section 3(a)(19) of the Act (d) [ ] Investment Company registered under section 8 of the Investment Company Act (e) [ ] Investment Adviser registered under section 203 of the Investment Advisers Act of 1940 (f) [ ] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income. Security Act of 1974 or Endowment Fund: see [SECTION]240.13d-1(b)(1)(ii)(F) (g) [ ] Parent Holding Company, in accordance with [SECTION]240.13d-1(b)(ii)(O) (Note: See Item 7) (h) [ ] Group, in accordance with [SECTION]240.13d-1(b)(l)(ii)(H) Item 4. Ownership If the percent of the class owned, as of December 31 of the year covered by the statement, or as of the last day of any month described in Rule 13d-1(b)(2), if applicable, exceeds five percent, provide the following information as of that date and identify those shares which there is a right to acquire. 1. Amount beneficially owned: 2,784,563 shares consisting of 1,596,628 shares of common stock and 1,187,935 shares issuable upon exercise of currently exercisable warrants. 2. Percent of class: 13.16% 3. Number of shares as to which the person has: 1. Sole power to vote or to direct the vote: 2,784,563 2. Shared power to vote or to direct the vote: N/A 3. Sole power to dispose or to direct the disposition of: 2,784,563 4. Shared power to dispose or to direct the disposition of: N/A Item 5. Ownership of Five Percent or Less of a Class N/A Item 6. Ownership of More than Five Percent on Behalf of Another Person N/A Item 7. Identification and Classification of the subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company N/A Item 8. Identification and Classification of Members of the Group N/A Item 9. Notice of Dissolution of Group N/A Item 10. Certification (a) The following certification shall be included if the statement is filed pursuant to Rule 13d-1(b): By signing below I certify that to the best of my knowledge and belief, the securities referred to above were not acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge an belief, I certify that the information set forth in this statement is true, complete and correct. February 2, 2001 - ------------------------------------- Date Connecticut Innovations, Incorporated By: /s/ Arnold B. Brandyberry - ------------------------------------- Signature A.B. Brandyberry - ------------------------------------- Executive Vice President & COO The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is singed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person, evidence of the representative's authority to sign on behalf of such person shall be filed with the statement provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature. NOTE: Six copies of this statement, including all exhibits, should be filed with the Commission. Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001) -----END PRIVACY-ENHANCED MESSAGE-----